JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/13 to 9130/13 Asset Account J.P. Morgan Team Table of Contents Page William Sheridan Banker 212;464-1321 Account Summary 2 Justin Nelson Banker 203[629-3124 Holdings Paul Barrett Investment Specialist 212,522-2770 Equity 4 Janet Young Client Service Team 800,534-1318 Cash 8 Fixed Income 5 Gina Magliocco Client Service Team Portfolio Activity 11 Jason Grosse Online access Client Service Team www.ipmorganontine.com Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013. JPMS LLC's net capital of $13.8 bilkon exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion. JPMCC's net capital of $6.7 billion was approximately 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1 .7 billion by $5.0 billion. Please see disclosures located at the end of this statement package for important Information relating to each J P Morgan account(s). Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http:/finvestor.shareholder.comfjpmorganchaseitinancialcondition.cfm J.P Morgan Additionally, you may call 1.866.576.1300 to request a hard copy of the statement. 0000007990 ISO 150000i SOUTHAF 20 r3r002 Page 1 of 37 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00024170 SDNY_GM_00293368 EFTA01500225