SOUTHERN TRUST COMPANY, INC ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Sett 'e Date Type Descripdon Per Unit Quantity Amount Market Cost Settled Securities Purchased 4 5 Purchase HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS 1,000,000.000 100.00 (1000000.00) 4. 12 USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.O035 C 100.00 JP MORGAN SECURITIES LLC (BIOL) (ID: 40432X-E5-6) Total Settled Securities Purchased JP Morgan (51,216.335.00) Account Page 11 of 11 Consolidated Statement Page 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023924 SDNY_GM_00293122 EFTA01500044