For the Period 311/13 to 3/31113 Account Summary Account Number Beginning Net Market Value Ending Net Market Value Change In Value Start on Page Investment Account(s) SOUTHERN FINANCIAL LLC 0.00 18,779,991.73 18,779,991 73 4 SOUTHERN FINANCIAL. LLC 0.00 0.00 0.00 14 Total Value $0.00 $18,779,991.73 $18,779,991.73 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"). except for exchangelisted options, which are held at JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detair. Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC. member Financial Regulatory Authority (71NRA") and Securities Insurance Protection Corporation ("S1PC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see 'Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for Important Information relating to each J.P.Morgan account(s). 0026008917 150 1500(01 SOUTHA14 20130102 J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2012, JPMS LLC's net capital of $13.5 billion exceeded the minimum regulatory net capital requirement of $t .5 billion by 512.0 billion. JPMCC's net capital of $6.6 billion was approximately 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1 .6 billion by $5.0 billion. Complete copies of JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investorshareholder.comipmorganchasetfinancialcondition.cfm Additionally, you may call to request a hard copy of the statement. Consolidated Statement Page 1 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023736 SDNY_GM_00292934 EFTA01499899