For the Period 11/1/13 to 11/30/13 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page Please see the enclosed brochure for important Investment Accounts) SOUTIERN FINANCIAL LLC 34,460,099.80 28,401,769.61 (6,061,330.19) 4 SOUTIERN FINANCIAL LLC 0.00 0.00 0.00 32 SOUTHERN FINANCIAL LLC 8,331.02 0.00 (8,331.02) 33 SOUTHERN FINANCIAL LLC 0.00 0.00 0.00 38 Total Value 034,471,430.82 328,401,760.61 ($6,068.661.21) This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"). except for exchangelisted options. which are held at JPMorgan Clearing Corporation (JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LW ("JPMS"). see "Portfolio Activity Detail". Equity securities, fixed income securities, and fisted options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation CSIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detair. Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each .4 P Morgan account(s) JP Morgan Information regarding the tax treatment of debt securities beginning on January 1, 2014. Wthin your asset account. your current amortization election applies to tax-exempt bonds purchased at a premium. Changes in legislation for debt securities may affect this election for securities acquired on or after January 1. 2014. 0000004501 ISO 1500001 SOUTHAW 20131203 Consolidated Statement Page 1 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023586 SDNY_GM_00292784 EFTA01499780