SOUTHERN FINANCIAL LLC For the Period ACCT. 8/1/i3 to Trade Date Per UM Settle Date Type DeeCaption Quantity Amount Market Cost Settled Securities Purchased 8/14 Purchase GENMARK DIAGNOSTICS INC O 9.84 J.P. MORGAN 1,000.000 9.84 (9,840.00) 8119 SECURI11ES LLC (ID: 372309-10-4) 8/14 Purchase MEDICINES COO 30.25 J.P. MORGAN SECURITIES LLC 1,000.000 30.25 (30,250.00) 8/19 (ID: 584888-10-5) 8114 Purchase NORTHERN TIER ENERGY LP 0 22.85 J.P. MORGAN 4,000.000 22.85 (91,400.00) 8/19 SECURITIES LLC (ID: 885826.10-3) 8114 Purchase PENNYMAC MORTGAGE INVESTMENT TRUST a 22.34 J.P. 4,000.000 22.34 (89,380.00) 8119 MORGAN SECURITIES LLC (ID: 70931T-10-3) 8/15 Purchase THIRD POINT REINSURANCE LTD @ 12.50 J.P. MORGAN 8,000.000 12.50 (75,000.00) 8/20 SECURITIES LLC (ID: G8827U-10-0) 8115 Purchase MEDICAL PROPERTIES TRUST INC Q 12.75 J.P. 5,000.000 12.75 (63,750 00) 8/20 MORGAN SECURITIES LLC (ID: 58483J-30-4) Total Settled Securities Purchased ($2.717.730.00) Trade Date Type Per UM Realized Est Settle Date Selection Method Description Quantity Amount Proceeds Cost Gain:Loss Pending Sales. Maturities. Redemptions 8 28 Sale ZIONS BANCORPORATION VAR RT 09/29/2049 DID (250.000.000) 100.10 250,250.00 (250.000.00) 250 00 S 93 08/13/2013 (ID: 989701-BF-3) J.P Morgan Account rage 31 of 48 Consolidated Statement Page 34 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023408 SDNY_GM_00292606 EFTA01499620