SOUTHERN FINANCIAL LLC ACCT. For the Period 8/1/13 to 8/31/13 Trade Date Type Description Quantity Per Unit Amount Proceeds Cost Realized Settle Date Selection Method Gain/Loss Settled Sales/Maturities/Redemptions as Sale QUALITY DISTRIBUTION INC @ 8.97 4,485.00 (500.000) 8.93 4,484.92 (4,300.00) 164.92 S 8/14 High Cost BROKERAGE 20.00 TAX 8/OR SEC .09 J.P. MORGAN SECURITIES LLC (ID: 74756M-10-2) 5/23 Sale TO REVERSE ENTRY OF 05/292013 ZIONS 1,500,000.000 100.875 (1,513,125.00) 1,500000.00 (13,125.00) Se 8/15 High Cost BANCORPORATION VAR RT 12/31/2049 DTD 05/21/2013 tg 100.875 JP MORGAN SECURITIES LLC (BIDL) AS OF 05129/13 (ID: 5/23 Sale ZIONS BANCORPORATION VAR RT 1213112049 DTD (1,500,000.000) 100.625 1,509,375.00 (1,500,000.00) 9,375.00 S* 8/15 High Cost 05/21/2013 • 100.875 1,513,125.00 BROKERAGE 3,750.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 8/12 Sale CUFFS NATURAL RESOURCES CV PFD 7% Q 22.033333 (6,000.000) 21.993 131,957.89 (150,000.00) (18,042.31) S 8)15 High Cost 132,200.00 BROKERAGE 240.00 TAX 8/OR SEC 2.31 J.P. MORGAN SECURITIES LLC (ID: 8/13 Sale LAREDO PETROLEUM HOLDINGS IN @ 23.821028 (9,000.000) 23.581 212,225.55 (213,750.00) (1,524.45) S 8/19 High Cost 212,589.25 BROKERAGE 360.00 TAX 8/OR SEC 3.70 J.P. MORGAN SECURITIES LLC (ID: 8/14 Sale NORTHERN TIER ENERGY LP Q 22.30 89,200.00 (4,000.000) 22.26 89,038.44 (91,400.00) (2,361.58) S 8/19 High Cost BROKERAGE 180.00 TM 8/OR SEC 1.56 J.P. MORGAN SECURITIES LLC (ID: 8/14 Sale ZIONS BANCORPORATION VAR RT 09/29/2049 DTD (50,000.000) 100.05 50,025.00 (50,000.00) 25.00 S 8/19 High Cote 08/I3/20130100.1050,050.00 BROKERAGE 25.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 8/20 Principal Payment SEQUOIA MORTGAGE TRUST 11 CL 81 VAR RT (4.763.530) 100.00 4,763.53 (3,513.10) 1.250.43 S 8/20 Pro Rata 12/20/2032 DTD 10/30/2002 PAYMENT A/C PRINCIPAL (ID: J.P Morgan Account Page 27 of 48 Consolidated Statement Page 30 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023404 SDNY_GM_00292602 EFTA01499616