FINANCIAL TRUST COMPANY INC ACCT. W23580001 For the Period 9/1/12 to 9/3WI2 Trade Date Settle Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 9425 Purchase HEALTHCARE REALTY TRUST 22.85 J.P. MORGAN 4,000.000 22.85 (91,400.00) 9/28 SECURITIES LLC (ID: 421948-10-4) Total Settled Securities Purchased ($9,579818.34) Trade Dale Type Est. Settle Date Selection Method Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales. Maturities, Redemptions 9/25 9.28 Sale PENNANTPARK INVESTMENT CORP (ID: 708082-10-4) (3,000.000) 10.77 32,189.27 (32.480.00) (270.73) S 9/26 Sale GRUPO FIN SANTANDER-ADR B (ID: 40053C-10-5) (4,000.000) 12.65 50,438.86 (48,739.60) 1,899.26 S 10/1 9/28 Sale CASELLA WASTE SYSTEMS INC CL A (ID: 147448-10-4) (8,000 000) 4.277 33,902.67 (32800.00) 1,902.67 S 1013 9/28 Sale QUALYS INC (ID: 74756T-30-3) (1 000 000) 12.05 11,949.73 (12,000.00) (50.27)5 1013 9/28 Sale WESTERN ASSET MORTGAGE CAPIT (ID: 957900-10-5) (3,500.000) 22.33 78813.24 (77.700.00) 313.24 S 10/3 Total Pending Sales. Maturities. Redemptions 3206,493.77 ($202,898.60) $3,694.17 S JP Morgan Account \A23560001 Page 31 of 36 Consolidated Statement Page 35 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00016346 SDNY_GM_00285544 EFTA01493483