FINANCIAL TRUST COMPANY INC ACCT. For the Period 1/1/I I to 1/31111 INFLOWS & OUTFLOWS Settlement Type Quantity Per Unit Date Selection Method Description Cog Amount L 31 Interest Income CMGROUP CAPITAL XIII 30,000.000 0.629 7 7/8% PFD 0.628906 PER SHARE Total Inflows & Outflows TRADE ACTIVITY Note: S indicates Short Term Realized Gaintoss Amount 18,867.18 3164,327.36 Trade Settlement Type Per Unit Realized Date Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 1/4 1/10 Sale ANNALY CAPITAL MANAGEMENT INC (20,000.000) 17.35 346,995.51 (344,000.00) 2,995.51 S High Cost @ 17 40007 348,001.40 BROKERAGE 1,000.00 TAX 8/OR SEC 5.89 J.P. MORGAN SECURITIES LLC TRADE DATE 01/04/11 1/7 1/12 Sale QUIDEL CORP (4,500.000) 13.356 60,100.44 (59,175.00) 925.44 S High Cost G 13.40588 60,326.46 BROKERAGE 225.00 TAX 8/OR SEC 1.02 J.P. MORGAN SECURITIES LLC TRADE DATE 01/07/11 JP Morgan Account Page 25 of 31 Page 30 of 45 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00014436 SDNY_GM_00283634 EFTA01492001