Weekly Business Updates Transactions Closed, Pipeline Deals & Client Updates Key Client Partners Americas Nov 12th 2013 Revenue ($ mm) Macro Themes & Trade Ideas KCP US & WIC KCP: YTD MTD WIC: YTD MTD KCP LATAM & WIC KCP: YTD MTD WIC: YTD MTD - Global Equities: Bullish S&P 1750+ YE — "Tech " - US Rates: expectations of rising rates pushed out - European Recovery: slow but +ve GDP growth - Hedging solutions, taking gains - Japanese growth: Abenomics lead to 2x Equity - Inflation: GIC view increase CPI in 2014 - Municipal Bonds (dislocated v UST) - Efficient structure to monetize oil spikes RREEF: Price upside due to low supply Client Client Prospects ISage Capital I NB Zoullas Sec IFlorida Crystals IMDCA IPrice Family Desk KCP-US Transaction Highlights / j lients I CPLATAM Oxford Lane Capital WIC-US WICLATAM Deutsche Asset Wealth Management EFTA01478704 ISyndicate IVarious I123 227k Preferred, paid .54 per bond Deal IPriceSmart Block Sale KCP-A Sales David Mann David Mann Thomas OR Thomas OR Thomas OR RM (Office) Michael David (NY PCS) Drew Hearon (NY PCS) IIBryan Stepanian (GWH PCS) IINeal Fiore (NY PCS) IICarotin Botzenhard (LA PB) Product EFTA01478705 IPrivate Markets Client IPrice Family lient / $(000)k 500 Sales Economics 400k stock sale (PSMT) M For internal use only EFTA01478706 Weekly Business Updates Transactions Closed, Pipeline Deals & Client Updates Key Client Partners Americas Nov 12th 2013 Desk KCP-US DM Deal I131 s.Dearborn ISpitfire 2.0 IGold Trade Finance IAirlee CLO KCP-US TOR IMDCA Stock Loan ISomerston TRS IYacht Loan KCP-US TDS Material Deals in the Pipeline IRates, Fx, Comm I6200 Hollywood IEquity co-invest h CPLATAM Equity Swap IIron Ore ICLN IEuropean Property x 2 WIC-US 3C / VS WIC-US BH / CQ WIC-US JS / DS WICLATAM EFTA01478707 I 5-9y Fwd Swap I Structured Notes I I Restricted Stock Sale Equity I Funds Product Real Estate Private Markets Private Markets Private Markets Private Markets Capital Markets St Fin. & Lending Capital Markets Real Estate Private Markets Capital Markes Private Markets Private Markets Real Estate Capital Markets Capital Markets Capital Markets Capital Markets KCP Americas ilient EFTA01478708 Various Jaws, Bill Forest Miles Nadal Somerston C. Gallagher Epstein Stillwater Endicott Leo Kryss Belford, Optimist Belford, Fund P A.G., RMA Engh Wasserman Paul, Karl Kuehner Samson Capital Hamlin Capital / $(000)k Economics 40% 95% 11,500 60% I 650 70% 11,000 70%I 4,000 50% I 75100 95% 1 25 EFTA01478709 I 5% I 2,000 II60% I 80 II90% I 150 II 80% I 125 II75% I 150 I 75% I 150 80% I 75 Preferred Equity class A+ tower $15m, 1% fee 4.5-45m gold deliver $38m size $45m loan v $150m stock Muni TRS $14-60m in size $63m loan 15%, 4% fee ISDA signed, ready to trade $5m investment $20m equity swap on Bovespa on Petrobras linked w/ Inflation $20m+ luxury & 100m+ commercial $30m notional Monthly flow structured notes & OTC EFTA01478710 Alts 100% $2.5m mut funds & offshore ETFs Deutsche Asset & Wealth Management For internal use only EFTA01478711