Subject: AIS Request AIS-00003326 has been Fulfilled From: Engelbert Melendez <engelbert.melendez+externalgdb.com> Date: Wed, 05 Feb 2014 16:39:17 -0500 To: Amanda Kirby Brian M Biggar Paul Morris The Following Alternative Investment Suitability request has been Fulfilled. AIS Request Number: AIS-00003326 Client Name : Southern Financial LLC Comment on Approval: 1/21/2014 9:20:37 AM - Brian Biggar : Investment in this instrument must be pro cessed through either an Investment Advisory account or a Brokerage account. Reason for Rejection: Reason for Cancel: Reason for OnHold: Details Link : https://na4.salesforce.com/a1R60000000phtY EFTA01467019