Email: From: Daniel Sabba Sent: Wednesday, January 07, 2015 07:22 PM To: Chip Packard Cc: Caroline Kitidis; Paul Morris Subject: Follow-up [I] Classification: For internal use only Hi Chip, I hope all is well. Following-up on our conversation this morning, we wanted to circle back with you on whether you had a chance to connect with Stuart Clarke regarding Jeffrey. The onboarding of Jeffrey's entities is still pending for some parts of CB&S (primarily equities), as they evaluate the current press. We believe senior level guidance will provide the clarity needed for CB&S to take the next steps on the pending onboarding. Thank you for your attention to this matter, Daniel CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122859 CONFIDENTIAL SDNY_GM_00269043 EFTA01461049