03 Nov 2015 Page 3 Of 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC Equity -Swap Hybrid db Ticket Counterparty Ref. Entity Putt Call E 'pry Date Not Amt Not.Ccy Not Amt 2 Not.Ccy2 Strike Price MTM (USD) 612676 SOUTHERN TWTR N Cl -, ..4.; /,' t: FINANCIAL. LLC USI ) 31 3400 214 326 74 Subtotal. 214 326 74 FX • H0F Settlement DealGroupID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 Not.Ccy 1 Not Amt 2 Not.Ccy 2 DEIPays DBReceives BuySell PATM(USD) 525035563/ 2:: .fl•-P'l , C[:,- 330t-2015 02-Aug-2016 04.Aug-2016 1110119325 11 540,4C0,003 00 8396569 Subtotal 63965 69 Statement ID : 182298_2015110220151103_1 Total: (918,528.28) The valuation Information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0118843 SDNY_GM_00265027 EFTA01458771