15 Oct 2015 Page 3 Of 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC Equity-Swap NYblid db Ticket Counterparty Ref. Entity Put/ Call Expiry Date Not Amt Not.Ccy Not.Amt 2 Not.Ccy2 Strike Price MTM(USO) 612676 SOUTHERN TWTFT N Of Seb-K16 :;.' L'e;- ..(,..'7, FINANCIAL. LLC USD 25 2600 (4.1 0/i &T) Subtotal: (.411.036e Statement ID : 18229820151014_20151015_1 TAIL VT7,473.58) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0118686 SDNY_GM_00264870 EFTA01458672