13 Oct 2015 Page 3 Of 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC Equity- Swap NYblid db Ticket Counterparty Ref. Entity Put/ Call Expiry Date Not Amt Not.Ccy Not.Amt 2 Not.Ccy2 Strike Price MTM(USD) 612676 SOUTHERN TWTFT N 01-Eeb-2016 :; L'e; -..(,.. .:1 FINANCIAL. LLC USD 252600 (348.2% `99) Subtotal: (3.48205Y0 Statement ID: 18229820151012_201510131 Talk (166,297.08) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0118672 SDNY_GM_00264856 EFTA01458663