From: Mane Dwyer Sent: 10/7/2015 1:11:27 PM To: Paul Morris CC: Vahe Stepanian Subject: RE: SFL and Gratitude America Ltd ICI [I] Classification For Internal use only Hi Paul, ; Jj Litchford They'll need to complete the boilerplate dots such as account agreement and tax form. They will not need to complete a new KCP Non Advisory Letter and Finra2111 as these serve for the relationship. Best, Ari From: Paul Morris Sent: Wednesday, October 07, 2015 1:04 PM To: Vahe Stepanian; Jj Litchford Cc: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] [I] This is just simple brokerage yes? Not all the extra KCP letters etc correct? ---Original Message--- From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:59 PM Eastern Standard Time To: Paul Morris; Jj Litchford Cc: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] [I] Classification: For internal use only Rich specifically asked to open another brokerage account, and he understood that there is paperwork involved in doing so. Is there an alternative you have in mind? Thank you, Vahe From: Paul Morris Sent: Wednesday, October 07, 2015 12:55 PM To: Vahe Stepanian; 3j Litchford Cc: Ariane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] Vahe do we really need a full KCP account for this? ---Original Message--- From: Vahe Stepanian CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0118471 CONFIDENTIAL SDNY GM_00284855 EFTA01458519