01 Oct 2015 Page 3 Of 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC Equity-Swap NYblid db Ticket Counterparty Ref. Entity Put/ Call Expiry Date Not Amt Not.Ccy Not.Amt 2 Not.Ccy2 Strike Price MTM(USD) 612676 SOUTHERN TWTFT N 01-Eeb-2016 :; L'e;- ..(,..C7, FINANCIAL. LLC USD 25 2600 (4591 45) Subtotal: (45.:438 45) Statement ID: 1822982015093020151001 1 Litt (1,185,301.96) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0118372 SDNY_GM_00264556 EFTA01458454