From: Melisa Venegas Sent: 9/2/2035 3:17:54 PM To: Paul Morris CC: Mildred Hernandez Subject: Annual Client Update Report [II Classification: For Internal use only Hello, Amanda Kirby Please note that this e-mail contains information on Annual Client Updates that will become overdue within the next 30 days, please complete the ACU at your earliest convenience. Please note that the below does not exclude any client that has a pending ACU Exemption request. Please contact AML Compliance if you have a pending request. ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number Relationship Customer Name DUE IN 9/3/2015 Paul Morris 483882 SOUTHERN FINANCIAL RELATIONSHIP Southern Financial LLC DUE IN 9/3/2015 Paul Morris 483289 SOUTHERN FINANCIAL RELATIONSHIP Epstein, Jeffrey Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 10005.2836 New York, NY, USA Tel.: Fax.: Ema Purein,* PopyrK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0118039 CONFIDENTIAL SDNY_GM_00264223 EFTA01458222