67:11" .. S• . N FINING . , 771,, fimi. i .7----.1.,forrppor r a Se 24Aug 2015 Page 2 Of 3 Dwindle Bank AG SOUTHERN FINANCIAL, LLC tIedll • OahuItSwap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eff. Date Maturity Date BuySell NotAmt 1 Not.Ccy1 Not.Amt 2 Not.Ccy2 Rate Spread MTM(USD) C7970754M SOUTHERN CREDIT BRASOV FINANCIAL. LLC DERNAT NEDEFSWAP 13-Jan-2015 14-Jan-2015 20-Mat-2u SELL 10 003 000 00 LSO 10 OCO 000 00 is:, 10000 327 Subtotal f'3'; 3rti ir. IltitY • Option db Ticket Counterparty Ref. Entity Put/ Call Expiry Date Not.Amt Not.Ccy Quantity Strike Price Spot Price Implied Volatility Fair Price MTM(USD) 11‘1618753 NY.618176 SOUTHERN Lt1_6187538U F NANCLAL LLC SOUTFERN TWTR N FINANCAL.LLC CALL CALL 18-Dec-2015 27.Jan.2016 :4,1661.03 Xs: 3.89662000 USD (4.166,0(0) Lisp 100000 1 0000 389662 25 8700 556066 0.752 7521158 Subtotal: RC -Options DealGrouplD Counterparty Trade Type Trade Date Maturity Date Settlement Date Not.Ccy Not.Ccy Not.Amt 1 1 NotAmt 2 2 Long/ Short Open Style Putt Call Strike Price MTM(USD) 497117496/ 1037233558 497117498/ 1037233550 497126993/ 1037255502 497126993/ 1037255503 SOUTHERN F)EurcOpl 024.d-2015 FINANCIAL, LLC SOUTHERN FkuroOpl 02.41.2015 FINANCIAL. LLC SOUTHERN FzEurcCel 0241.2015 FINANCIAL. LLC SOUTHERN F)EuroOpt 0244-2015 FINANCIAL LLC 0I-Jan-2016 04-Jan-20I6 04-Jan-2016 04-Jan2016 06Jan-20l6 06-Jan-2016 06-Jan-2016 06J 2016 50,00000000 EUR 50,000,00000 EUR 25,0E0,030 03 EUR 25.00000000 EUR (52,003.000 DO) LSD (58.200060 00) USD (25.25010 00) USD (28.912.50000) LSD SHORT LONG SHORT LONG EUROPEAN ELRCPEAN ELRCPEAN ELRCPEAN PUT CALL PUT CALL 1.0400 1.1640 1,05W 1.1565 ;201.1465B) 705,740 70 (124.75086) 418,92526 Statement ID: 182298 20150821 20150824 1 Subtotal: 798,769.12 The valuation information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 117970 SDNY_GM_00264154 EFTA01458171