From: Andrea Tapia Sent: 3/17/2015 5:50:34 PM To: Paul Morris CC: Mathew Negus Subject: RE: February 2015 Revenue Report (by Account Type) (II Classification: For internal use only I see PIC revenue of $30K for Southern Financial. Were you expecting anything else? Kind regards, Andrea Tapia Ii Andrea Tapia Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue. 24th Floor New York. NY 10154-0004 So:unties offered through Deutsche Be* Securities Inc. Possin%1VgwOrm. From: Paul Morris Sent: Tuesday, March 17, 2015 5:48 PM To: Andrea Tapia Subject: Re: February 2015 Revenue Report (by Account Type) [I] Classification: For Internal Use Only Please coordinate with matt negus in kcp thanks From: Andrea Tapia Sent: Tuesday, March 17, 2015 04:43 PM To: Paul Morris Subject: RE: February 2015 Revenue Report (by Account Type) [I] Classification: For internal use only Hi Paul, I'm not sure what amounts or deals you are expecting, but KCP revenue could either be included in the Brokerage or Other columns. Please provide me transaction details if you would like me to investigate missing revenues. Kind regards, Andrea Tapia CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 116350 CONFIDENTIAL SDNY_GM_00262534 EFTA01456985