e an mop on eme SOUTHFRN FINANCIAL LLC Rogues' I As of 26 Feb 15 27 Feb 2015 Page 3 Of 3 DsubchsBankAO SOUTHERN FINANCIAL, tic to N "- • Indairtatms Settlement Trade ID Counterparly Trade Type Trade Dale Mattrity Date Date Long/ Shod Option Style Put/ Call Ref Entity Not Amt 1 Not.Ccy 1 Strike Pnce MTM(USD) SOUTHERN CcenmodlySttaptlx 13-Jan-20I5 13-Jan-2016 15-Jan-2016 SHORT FINANCIAL LW {. Q:;03) USD 2556709 723,487 27 Subtotal: 723.487 27 Statement I 2015022Q20150227_1 Total: 349.437.00 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0116214 SDNY_GM_00262398 EFTA01456883