11 LIIIIIIIIIS"SIMILS' Deutsche Bank AG SOUTHERN FINANCIAL, LLC 25 Feb 2015 Page 3 Of 3 bommodities • Index Derivatives Settlement Trade ID Counterparly Trade Type Trade Date Maturity Date Date Long/ Shod Option Style PuV Call Ref. Entity NotAint 1 Not.Ccy 1 Strike Price MTM(USD) SOUTHERN CcenmoditySkvapkIx 13-Jan-2015 13-Jan-2016 15.ain.2016 SHORT FINANCIAL. LLC VOLSS_CLUSD (lO.CCO.OX 00) USD 255 8709 671.950 32 Subtotal: 671,950 32 Statement ID : 182298_20150224_20150225_1 Total: 437,141.06 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0116173 SDNY_GM_00262357 EFTA01456852