LIIIIMS"millillIIIIIIIIIIIIIIVANILVIIIIIIIIMINV Deutsche Bank AG SOUTHERN FINANCIAL, LLC 18 Feb 2015 Page 3 Of 3 bommodities • Index Derivatives Settlement Trade ID Counterparly Trade Type Trade Date Maturity Date Date Long/ Shod Option Style PuV Call Ref. Entity NotAint 1 Not.Ccy 1 Strike Price MTM(USD) SOUTHERN CanmoditySkvapkIx 13-Jan-2015 13-Jan-2016 15,0.2016 SHORT FINANCIAL. LLC VOLSS_CLUSD (lO.CCO.OX 00) USD 2558703 778.178 93 Subtotal: 778,178 93 Statement ID : 182298_20150217_20150218_1 Total: 528,641.63 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0116087 SDNY_GM_00262271 EFTA01456791