From: Andrea Tapia Sent: 2/11/2015 9:29:39 AM To: Paul Morris CC: Amanda Kirby Subject: FW: Client Tiering 2015 (I) Attachments: Tiering Worksheet • Morris.xlsx; Tiering Worksheet - Oldfield.xlsx ; Stewart Oldfield Classification: For internal use only Please see your updated tiering worksheets attached, and if possible, let me know when I can expect to have these back in order to manage Chip's expectations. Kind regards, Andrea Tapia Andrea Tapia Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New -0004 Tel. Mobile Email Securities offered through Deutsche Bank Securbes Inc. PASiTribltfr Par triK, From: Andrea Tapia Sent: Friday, January 16, 2015 2:26 PM To: Paul Morris; Stewart Oldfield Cc: Amanda Kirby Subject: FW: Client Tiering 2015 [I] Classification: For internal use only Following Chip's email, kindly update and complete the attached list of your clients and prospects for 2015. For your reference, detailed guidance can be found in the included -Worksheet Guide". While all data should be reviewed for accuracy, please ensure the following: • Fill in ALL highlighted cells: o Yellow blanks (key data points) o Green blanks (if customer is Tier 1 or 2 without identified industry group) • It is advised to make a relationship -Inactive" (column Q) if you are no longer pursuing a prospect or consider a relationship to have no revenue potential Please complete your respective worksheet and send it back to me by Friday, January 30. Let me know if you have any questions. Kind regards, Andrea Tapia CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 116012 CONFIDENTIAL SDNY_GM_00262196 EFTA01456733