SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Revenues and Expenses Income Tax Basis For the Period January 1, 2014 to November 30, Revenues Fee income Southern Financial LLC - subsidiary equity loss Haze Trust - subsidiary equity loss Investment income 2014 70,000,000 (10,727,940) (7,599,307) 179,456 Total revenues 51,852,209 Expenses Employee costs and compensation 979,836 Occupancy and related expenses 213,528 Professional and consulting expenses 1,876,567 Other operating expense 252,674 Charitable expenses 86,656 Total expenses 3,409,262 Net income 48,442,947 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 115328 SDNY_GM_00261512 EFTA01456194