22 al 2014 Page 2 Of 2 Deutsthe Bank AO SOUTHERN FINANCIAL, LLC PS • Osebee Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Putt Call Strike Price MTM(USO) SOUTHERN ExEural 21-Nov2013 2041a/.2014 25-Nov-2014 (1.000 CO3 C0; USD FINANCIAL. LLC SOUTHERN FXOneBatOneT 21-Nat-2013 20-Nov-2014 25-Nov.2014 (21.00000) USD FINANCIAL. LLC ouchOpt SOUTHERN FXOneBarOneT 21-Nor-2013 2011ov2014 25-Nov-2014 (21,000 CC) USD FINANCIAL. LC ouchOpt SOUTHERN EXOnef3a0neT 21-Nov-2013 20-Nov.2014 254104014 121.000 001 USD FINANCIAL. LC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR FINANCIAL. LLC SOUTHERN ExEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,0000D EUR FINANCIAL. LLC 101.030,000 0 0 0 (13,450.000 00) (13900,01:0.00) JPY JPY JPY PY USD USD SHORT LONG LONG LONG SHORT LONG EUROPEAN ELFtCPEAN EUROPEAN EURCPEAN EIPICPEAN EIPCPEAN CALL PUT CALL 1010000 0.0000 0.0000 0.0000 1 3450 1,3803 ;'SC 2.,I 8.64294 5,745 12 3,81889 ;87 5Ci3 a I j 7,394 91 Subtotal: Statement ID : Total: (77,041.36) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0113139 SDNY_GM_00259323 EFTA01454787