e an raup SOUTHERN FINANCIAL, LLC Request 182298 As of 15 May 14 15 May 2014 Page 2 Of 2 Eisubdis Bank AO SOUTHERN FINANCIAL, LLC FX ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... ........ ......... .......... Settlement NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 NotCcy Not.Arnt 2 2 Long/ Short Option Style Put? Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEural 21-Nor-2013 20.10%42014 25.11ov-2014 (1.002003 00) USD 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBatOneT 21-Not-2013 2041w-2014 25-Nor-2014 (21.00060) USD 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3arOneT 21-Nor-2013 2611ov2014 25-Nor-2014 (21,M0 COI USD 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3aoaneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 1.21.0IXI001 USD 710423465 FINANCIAL. LLC ouchOpl 101.030.000 0 0 0 JPY JPY JPY JPY SHORT LONG LONG LONG ELFtOPEAN EUROPEAN EUROPEAN Et-Pa:SAN CALL 1010000 0.0000 0.0000 0.0000 :20 C.40 41) 12.51898 9,87778 7.69122 Subtotal: 6.547 57 Commodities • Base MetalDaiwa*** Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) 395494367/ SONTFERN CommodhOpEu 03-Apr-2014 Of>Dec-20I 4 05-Dec-2014 SHORT ELRCPEAN CALL 778126396 FINANCIAL. LLC ro Reservist& XCU te.7W.COD 00) USD ;FL' 001MT25 0 7.000 0000 035.750 6th Subtotal: (33663 56 Statement ID : 182298_20140515_20140516_1 Total: (330,203.02) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112248 SDNY_GM_00258432 EFTA01454249