13* 2014 Page 3 Of 3 - "S SISSY Deutsche Sank AG SOUTHERN FINANCIAL, LLC Commodities - Base Metal Derivatives Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Rut/ Call Ref. Entity Not. Amt 1 Not Ccy 1 Quantity Unit Price Per Unit Strike Pnce MTMWSD) Subtotal Statement ID : 182298_20140411_20140414_1 Total: (654,091.57) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111515 SDNY_GM_00257699 EFTA01453727