• SOU ERN Request A As of 02 Apr 14 Page 02Apr 2014 2 0(2 Deutsche BenkAO SOUTHERN FINANCIAL, LLC Min .t ill EEEii Settlement NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 NotCcy 2 Long/ Short Option Style Put! Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Nor-2013 20.Nov.2014 25-Nov-2014 (1.000000 00) USD 101.030.000 FINANCIAL. LLC SOUTHERN FXOneBarOneT 21-Not-2013 2014w-2014 2541mi-2014 (21.00000) USD 0 FINANCIAL. LLC otchOpl SOUTHERN FXOneBarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,M0.00) USD 0 FINANCIAL. LLC ouchCpt SOUTHERN FXOnef3a0neT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 WI USD 0 FINANCIAL. LLC ouchOpl SOUTHERN ExEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.000000 00) USD 1.025.000.000 FINANCIAL. LLC SOUTHERN EXD9talOpt 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1,00000000) USD FINANCIAL, LLC FY JPY JPY JPY SY SHORT LONG LONG LONG SHORT SHORT EUROPEAN EUROPEAN EUROPEAN EUROPEAN EUROPEAN EUROPEAN CALL CALL CALL 1010000 0.0003 0.0000 0.0000 1025000 37 5950 (4476.43) 10.48628 8,785.17 7.30929 (164.924') (1612063) Subtotal: ; le<i ,?;i3 er: Centeredthe -Dadvates Long! Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity NotCcy Not.Arnt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar-2014 15-May-2014 22-May-2014 LONG EUROPEAN LLC Derivative WTI 100.00000 USD 0 CO® 1.Ox'? .4..i) Subtotal: ;:e. I 079 43: Statement ID Total: (280,469.30) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111362 SDNY_GM_00257546 EFTA01453629