ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 01 May 2014 SettlementDat wed 07 May 2014 e FixingReferen SPOT ce Premium 190,000 PremiumTerms USD PremiumDate Tue 04 February 2014 From: To: jeevacation@gmail.com, Cc: Paul Morris, Date: 11/21/2013 10:23 AM Subject: Trade Report 11/21/13 (USDc)PYp Zero Cost Triple One Touch) (C) Classification: Confidential Jeffrey - Today you executed the following for Southern Financial: BuySell Client Buys Currencyl USD CP call Notionall 1,000,000 currency2 JPY Notional2 -101,000,000 strike 101.00 ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 SettlementDat Tue 25 November 2014 e FixingReferen SPOT ce Premium 44,800 PremiumTerms USD PremiumDate Mon 25 November 2013 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 110873 CONFIDENTIAL SDNY_GM_00257057 EFTA01453333