From: Engel bert Melendez Sent: 2/5/2014 4:39:17 PM To: Amanda Kirby I ; Brian M Biggar I I; Paul Morris Subject: AIS Request AIS-00003326 has been Fulfilled The Following Alternative Investment Suitability request has been Fulfilled. AIS Request Number: AIS-00003326 Client Name : Southern Financial LLC Comment on Approval: 1/21/2014 9:20:37 AM - Brian Biggar : Investment in this instrument must be processed through either an Investment Advisory account or a Brokerage account. Reason for Rejection: Reason for Cancel: Reason for ()Mold: Details Link : https://na4.salesforce.com/a1R60000000plitY CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 109491 CONFIDENTIAL SDNY_GM_00255675 EFTA01452462