From: Troy-D Williams on behalf of CRM-PWM Derivatives Sent: 1/23/2014 11:33:57 AM To: CC: Roddy Moore I; Andrew Xu Paul Morris Amanda Kirby J; Kevin Quinn ; Tazia Smith CRM-PWM Derivatives Subject: Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL LLC (8032932) for USD 235,168.00 (I) Attachments: ExposureStatementReport_SOUTHERN FINANCIAL LLC (8032932)_413614 _20140123073628408.xls; Call_SOUTHERN FINANCIAL, LLC (8032932)_413614_20140123073628929.pdf Classification: For internal use only Courtney. Please confirm that this is not a real Margin Call. Thanks --- Forwarded by Troy-D Williams/db/dbcom on 01/23/2014 11:32 AM - Fmnt CMNY.Margiradb.com To: Paul Morris/db/dbcom(aDBAMERICAS, Amanda Kirby/db/dbeom@DBAMERICAS, Kevin Quinn/db/dbcom a DBAN1ERICAS. Tazia Smith/db/dbcom@DBAMER1CAS, CRM-PWM Derivatives/db/dbcoina DBAmericas, Date: 01/23/2014 07:48 AM Subject: Margin Call fmm DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL. LLC (8032932) for USD 235,168.00 Please find attached: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 235,168.00 This email has been sent by DEUTSCHE BANK AG (157). Please look at the following attachments 52544734 (See attached file: ExposureStatementReport_SOUTHERN FINANCIAL, LLC (8032932)_413614_20140123073628408.th)(See attached file: Call_SOUTHERN FINANCIAL. LLC (8032932)_413614_20140123073628929.pdfi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0108667 CONFIDENTIAL SONY GM_00254851 EFTA01451841