From: Sent: To: Paul Morris 1/17/2014 4:50:49 PM Amanda Kirby Brian M Biggar Kimberly Hart [ Mary C Keaveneyl Michael S Jacoby Morris ; Wolfgang-W Doerr Subject: AlS Request AIS-00003326 has been Submitted Chip Packard ; Lawrence Weissman Michael-1 Davis Oliver Esslinger The Following Alternative Investment suitability request has been submitted. AIS Request Number: AIS-00003326 client Name : southern Financial LLC Comment on Approval: Reason for Rejection: Reason for Cancel: Reason for OnHold: Details Link : https://na4.salesforce.com/a1R6000000040tV Paul CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SONY GM_00254268 DB-SDNIY-0108084 EFTA01451466