SOUTHERN FINANCIAL LLC ACCT. W91850003 For the Period 8/1/13 to 8/31/13 Trade Date Type Description Quantity Per Unit Amount Proceeds Cost Realized Settle Date Selection Method Gain Loss Settled Sales/Maturities/Redemptions &20 emit 8.20 (1.000 000) 10.192 10.192 32 30,674.16 Sale (9.840.00) 352.32 S High Cost GENMARK DIAGNOSTICS INC © 10.2325 10.232 50 BROKERAGE 40.00 TAX 8/OR SEC .18 J.P. MORGAN SECURITIES LLC (ID: 372309-10-4) Sate High Cost MEDICINES CO e 30.7147 30,714.70 BROKERAGE 40.00 TAX 8/OR SEC .54 J.P. MORGAN SECURITIES LLC (ID: 584688-105) (1,000.000) 30.674 (30.250.00) 424.18 S 8/14 Sale PENNYMAC MORTGAGE INVESTMENT TRUST C72.10 (4,000.000) 22.06 88,238.46 (89,360.00) (1,121.54) S 8/20 High Cost 88,400.00 BROKERAGE 160.00 TAX 8JOR SEC 1.54 J.P. MORGAN SECURITIES LLC (ID: 709317-10-3) 8/15 Sale THIRD POINT REINSURANCE LTD © 12.25 73,500.00 (6,000.000) 12.21 73,258.72 (75,000.00) (1,741.28) S 8/21 High Cost BROKERAGE 240.00 TAX 8/OR SEC 1.28 J.P. MORGAN SECURITIES LLC (ID: G8827U-10-0) 8/15 Sale MEDICAL PROPERTIES TRUST INC C 12.66 63300.03 (5,000.000) 12.62 63,098.89 (63.750.00) (651,11) S 8/21 High Cost BROKERAGE 200.00 TAX 8/OR SEC 1.11 J.P. MORGAN SECURITIES LLC (ID: 58463J-30-4) 626 Principal Payment COUNTRYWIDE HOME LOANS 2003-1 CL 81 5.750% (75 685 000) 100.00 75 685 00 (72.279 16) 3.405.82 S 1126 Pro Rata 03:25:2033 DTD 01:01:2003 PAYMENT AC PRINCIPAL (ID: 12669D-TS-1) 8!26 Principal Payment COUNTRYWIDE HOME LOANS 2003-26 CL 81 5.33684% (30,162.270) 100.00 30,162.27 (23,224.95) 6,937.32 L 8,26 Pro Rata 08/25/2033 DTD 06/01/2033 PAYMENT NC PRINCIPAL (ID: 12669E.I2R.9) 626 Principal Payment CHASE MORTGAGE FINANCE CORPORATION REMIC (108.600.870) 100.00 108.600.87 (96. 1 1I 77) 12.489 10 S 26 Pro Rata 2007-A1 CL 2A4 2.99199% 02/25/2037 DTD 02:01:2007 PAYMENT NC PRINCIPAL (ID 161630-AK-4) &26 Principal Payment HOMEBANC MORTGAGE TRUST 20041 CL 1 M1 VAR RT (10,779 570) 100.00 10 779 57 (6 063 51) 4 716 06 8,26 Pro Rata 03252029 DTD 07/30/2004 PAYMENT A C PRINCIPAL (ID: 43739E-AC-1) J. P. M organ Account W91850003 Page 28 of 48 Consolidated Statement Page 31 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 105139 SDNY_GM_00251323 EFTA01449685