SOUTHERN TRUST COMPANY, INC. Statement of Assets, Liabilities and Shareholder's Equity Income Tax Basis as of June 30, 2013 ASSETS Current assets Cash and cash equivalents $ 24,744,690 Due from brokers 544,381 Marketable securities, at cost 5,474,980 Total current assets $ 30,764,051 Property and equipment Furniture, fixtures and equipment 3,197 Less: accumulated depreciation and amortization Property and equipment - net 3,197 Other assets Investment partnerships 500,000 Sundry other assets 28,624 Total other assets 528,624 TOTAL ASSETS $ 31,295,872 LIABILITIES AND SHAREHOLDER'S EQUITY Current liabilities Sundry current liabilities 41,207 Total current liabilities 41,207 Shareholder's Equity Common Stock - no par value: authorized, issued, and outstanding 1000 shares 1,000 Additional paid in capital 28,624 Retained earnings 31,225,041 Total shareholder's equity 31,254,665 TOTAL LIABILITIES AND SHAREHOLDER'S EQUITY 31,295,872 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 104965 CONFIDENTIAL SDNY_GM_00251149 EFTA01449523