From: Tazia Smith Sent: 9/17/2013 11:00:20 AM To: Troy-D Williams CC: Paul Morris-; Kevin Quinn Subject: KCP Onboarding - Southern Financial/Southern Trust (Epstein) [II Attachments: pic09048.gif; pic13957.gif; pic28218.gif Caroline Kitidis Classification: For internal use only Troy - southern Financial/southern Trust (Epstein) is a new, significant, active relationship that we are on-boarding to KCP. Once we obtain the information for the ISDA template (per below), can we please have a brief meeting among all of us on this email to discuss the relationship (like we did for Grassie, Cindy's client) to ensure that we are all on the same page from a credit and timing perspective? Thank You, Tazia (Embedded image moved to file: pic09048.gif) Tazia smith Director I Key client Partners - us Deutsche Bank Securities Inc Deutsche Asset & wealth management 345 Park Avenue, 26th FloorT r (Embedded image moved to file: pic13957.gif) Forwarded by Tazia Smith/db/dbcom on 09/17/2013 10:S6 AM From: Kevin Quinn/db/dbcom To: Paul morris/db Date: 09/17/2013 10:14 AM Subject: Re: southern financial/southern trust [I] classification: For internal use only Amanda, I am going through the account opening process while the ACAT forms are out. In the meantime, can you please fill out the credit's ISDA template and retrieve the relevant financials etc? I am happy to answer any questions. [attachment "ISDA Preliminary Requirements - collection Sheet.docx" deleted by Tazia smith/db/dbcom] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 104498 CONFIDENTIAL SDNY_GM_00250682 EFTA01449198