Subject: RE: Any chance you also have the Mort certificate handy? Thanks [I] From: Vijay-A Sawant <E M> Date: Mon, 24 Sep 2018 07:07:22 -0400 To: Stewart Oldfield Cc: Bradley Gillin Richard Iarossi Mayur Rathod Hello Stewart, Please note that KYC Case 01983253 for Mort Inc has been assigned to you for your review. Request you to kindly forward to AML, if all ok or advise if any updates required in this case, thanks. Kind Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile From: Vijay-A Sawant Sent: Thursday, September 20, 2018 1:44 PM To: Richard Iarossi Cc: Bradley Gillin Subject: RE: Any chance you also have the Mort certificate handy? Thanks [I] Importance: High EFTA01438406 Many thanks for all the docs, Rich!! We have submitted 2 cases with 6 high risk accounts linked in it yesterday, thanks to the docs. Kind Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile From: Richard Iarossi Sent: Monday, September 17, 2018 11:30 PM To: Vijay-A Sawant Cc: Bradley Gillin Subject: FW: Any chance you also have the Mort certificate handy? Thanks [I] Classification: For internal use only Hi Vijay, Please see the attached COGS for Southern Financial. EFTA01438407 Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Bella Klein [mailto: Sent: Monday, September 17, 2018 To: Stewart Oldfield Cc: Richard Kahn ; Richard Subject: Re: Any chance you also Additional COGS attached Thank you, Bella Tel: 1:07 PM > I ; Br-acle arossi i have the Mort certificate handy? Thanks EFTA01438408 On Sep 14, 2018, at 10:08 AM, Bella Klein < › wrote: Attached is what I have, expecting others next week Thank you, Bella Tel: On Sep 14, 2018, at 10:04 AM, Stewart Oldfield <a> wrote: Thanks. Do you have an ETA on the other ones? From: Bella Klein [mailto: Sent: Friday, September 14, 2018 10:03 AM To: Stewart Oldfield Cc: Richard Kahn Subject: Re: Any chance you also have the Mort certificate handy? Thanks EFTA01438409 Mort COGS is attached Thank you, Bella Tel: On Aug 31, 2018, at 9:09 AM, Stewart Oldfield < > wrote: EFTA01438410 fcid:2784eb82-9e52-4b0c-9e66-734104bblb52@db.coml Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01438411 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01438412