Subject: Trade Report 10/28/14 [C] From: Tazia Smith Date: Tue, 28 Oct 2014 16:14:28 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia (Embedded image moved to file: pic16012.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel Fax Mobile Email (Embedded image moved to file: pic31954.gif) EFTA01425102 From: dbcom Tazia Smith/db/- To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Date: PM 10/28/2014 02:24 Subject: Re: [C] Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic18194.gif) VWAP from time of Order Entry: $24.0117 (Embedded image moved to file: pic09162.gif) (Embedded image moved to file: pic15147.gif) Tazia Smith Director I Key Client Partners - US EFTA01425103 DB Securities Inc Deutsche Asset & Wealth Management 345 4-0004 New York, NY, USA Tel. Fax Mobi e Email (Embedded image moved to file: pic03225.gif) From: dbcom Tazia Smith/db/- To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/- dbcom@DBAMERICAS Date: PM 10/28/2014 01:11 Subject: Re: [C] Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. EFTA01425104 Thanks! Tazia (Embedded image moved to file: pic12556.gif) From: dbcom Tazia Smith/db/- To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Vahe Stepanian/db/dbcom@DBAMERICAS, Stewart dbcom@DBAMERICAS Date: AM 10/28/2014 11:36 Subject: Re: [C] Classification: Confidential Morris, Richard Kahn Oldfield/db/- Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01425105 (Embedded image moved to file: pic06957.gif) From: dbcom Tazia Smith/db/- To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Vahe Stepanian/db/- dbcom@DBAMERICAS Date: AM 10/28/2014 11:06 Subject: Re: [C] Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? (Embedded image moved to file: pic12622.gif) EFTA01425106 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 0 4-0004 New York, NY, USA Tel Fax Mobi e Email (Embedded image moved to file: pic08340.gif) From: dbcom Tazia Smith/db/- To: "jeffrey E." <jeevacation@gmail.com>@DEUBAINT, Cc: Richard Kahn Daniel Sabba/db/- dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAmericas, Paul Morris Date: AM 10/28/2014 10:57 Subject: Re: [C] Classification: Confidential EFTA01425107 Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. (Embedded image moved to file: pic28724.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 4-0004 New York, NY, USA Tel. Fax Mobi e Email (Embedded image moved to file: pic20908.gif) From: "jeffrey E." <jeevacation@gmail.com> To: Tazia Smith/db/dbcom@DBAMERICAS, Richard Kahn Date: AM Subject: 10/28/2014 10:54 EFTA01425108 buy $5MM of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation@gmail.com, and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01425109