Subject: RE: Any chance you also have the Mort certificate handy? Thanks [I] From: Stewart Oldfield Date: Mon, 24 Sep 2018 09:17:30 -0400 To: Vijay-A Sawant Cc: Bradley Gillin Richard Iarossi < Mayur Rathod ca• Submitted. Thanks From: Vijay-A Sawant Sent: Monday, September 24, 2018 7:07 AM To: Stewart Oldfield Cc: Bradley Gillin ; Richard Iarossi Mayur Rathod <Ma> Subject: RE: Any chance you also have the Mort certificate handy? Thanks [I] Importance: High Hello Stewart, Please note that KYC Case 01983253 for Mort Inc has been assigned to you for your review. Request you to kindly forward to AML, if all ok or advise if any updates required in this case, thanks. Kind Regards, fcid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.coml Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management EFTA01424749 Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mob From: Vijay-A Sawant Sent: Thursday, September 20, 2018 1:44 PM To: Richard Iarossi < Cc: Bradley Gillin Subject: RE: Any chance you also have the Mort certificate handy? Thanks [I] Importance: High Many thanks for all the docs, Rich!! We have submitted 2 cases with 6 high risk accounts linked in it yesterday, thanks to the docs. Kind Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobi From: Richard Iarossi EFTA01424750 Sent: Monday, September 17, 2018 11:30 PM To: Vijay-A Sawant < Cc: Bradley Gillin < Subject: FW: Any chance you also have the Mort certificate handy? Thanks [I] Classification: For internal use only Hi Vijay, Please see the attached COGS for Southern Financial. Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Bella Klein [mailto: Sent: Monday, September 17, 2018 1:07 PM To: Stewart Oldfield Cc: Richard Kahn ; Bradley Gillin <bradley.gillin@db.com>; Richard Iarossi <richard.iarossi@db.com> Subject: Re: Any chance you also have the Mort certificate handy? Thanks Additional COGS attached EFTA01424751 Thank you, Bella Tel: On Sep 14, 2018, at 10:08 AM, Bella Klein < › wrote: Attached is what I have, expecting others next week Thank you, Bella Tel: On Sep 14, 2018, at 10:04 AM, Stewart Oldfield wrote: Thanks. Do you have an ETA on the other ones? EFTA01424752 From: Bella Klein [mailto: Sent: Friday, September 14, 2018 10:03 AM To: Stewart Oldfield Cc: Richard Kahn Subject: Re: Any chance you also have the Mort certificate handy? Thanks Mort COGS is attached Thank you, Bella Tel: On Aug 31, 2018, at 9:09 AM, Stewart Oldfield e > wrote: EFTA01424753 fcid:2784eb82-9e52-4b0c-9e66-734104bblb52@db.coml Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobi Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. EFTA01424754 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01424755