Subject: RE: KYC Co From: Brigid Macias Date: Mon, 24 J To: Armen Brash Stewart Oldfield Case is up to close the account. Case # Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor Securities offered through Deutsche Bank Securities Inc. From: Armen Brash Sent: Monday, Jun To: Brigid Macias Subject: RE: KYC Comment required [I] Classification: For internal use only Stewart Oldfield EFTA01421358 This one is zero Best, Armen fcid:80063086-E6B1-464A-83C1-C22D037DB24E@lanl Armen Brash Director Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY. 10154 deutschewealth.com Securities offered through Deutsche Bank Securities Inc. From: Brigid Macias Sent: Monday, June 24, 2019 3:30 PM To: Armen Brash Stewart Oldfield Subject: RE: KYC Comment required [I] EFTA01421359 I am going to ask BSO to over and short small balances. I will try to get the email done today so I can have these closed by month end. Kind regards, Brigid Macias {cid:image002.png@OlD52AAl.CCEOBF40} Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Armen Brash Sent: Monday, June 24 2019 3:21 PM To: Brigid Macias Subject: FW: KYC Comment required [I] Importance: High Stewart Oldfield EFTA01421360 Classification: For internal use only When will this account close? Best, Armen fcid:80063086-E6B1-464A-83C1-C22D037DB24E@lanl Armen Brash Director Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY. 10154 Tel: Mobil deutschewealth.com Securities offered through Deutsche Bank Securities Inc. EFTA01421361 From: Sylvia Escobar Sent: Monday, J • To: Armen Brash Subject: KYC Commen require Hi Armen, Will you be adding a case comment to the below KYC advising that the PDM does not reside in the EEA? The account keeps showing on the daily EEA report and we believe that is not correct. Account Number Account Name Relationship Name Most Recent KYC Most Recent KYC Approval Date Sub GMT Legal Entity PRYTANEE, LLC SOUTHERN FINANCIAL RELATIONSHIP 9/10/2018 US Onshore Deutsche Bank Trust Company Americas EFTA01421362 Let me know. Regards, Sylvia {https://brandportal.intranet.db.com/img/modules/logo.gif} Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street. Baltimore. MD21202-3298 EFTA01421363