Subject: RE: [C] From: Vahe Stepanian < Date: Thu, 13 Jul 2017 10:57:04 -0400 To: Richard Kahn Cc: Stewart Oldfield < Classification: Confidential Hi Rich - Southern Financial can trade listed options, including sold puts. On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork t hat we would need on file before trading OTC options. Thank you, vahe Original Message From: Richard Kahn [mailt0: Sent: Thursday, July 13, 2017 10:27 AM To: Vahe Stepanian <M ifl> Cc: Stewart Oldfield 5 > Subject: are we equip to sell puts? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell EFTA01420375