Sheetl Account # Account Short Name: Base CCY: USD Transaction Type : DATE TRADE DATE PRICE NET AMT. (TRANS. CCY) COMM. SALES CREDIT FEES ACTIVITY TRANS. CCY 12/15/2017 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS ISIN#SG99990 14823 EXP 02-16-18@250.0000PTION ROOT= AVGO AVGO 02162018 C 250 SELL -20 18.435 3680 3.14 60 0 6.86 Sell -20.00000 Cs of AVGO 02162018 C 250 at 18.435000000 USD 12/15/2017 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS ISIN#5G99990 14823 EXP 01-19-180260.0000PTION ROOT= AVGO AVGO 01192018 C 260 SELL -20 10.5965 2112 6.51 60 0 6.49 Sell -20.00000 Cs of AVGO 01192018 C 260 at 10.596500000 USD 12/13/2017 12/13/2017 12/15/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL SELL -1700 17.25 29218.32 100 0 6.68 Sell -1700.00000 share(s) of AXL at 17.25000 0000 USD 12/15/2017 12/15/2017 12/18/2017 PUT 100 GILEAD SCIENCES INC EXP 01-19-18 875.000 OPTION ROOT= GILD GILD 01192018 P 75 SELL -125 1.71 20993.50 375 O 6.50 Sell -125.00000 Ps of GILD 01192018 P 75 at 1.710000000 USD 12/11/2017 12/11/2017 12/11/2017 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL 0 0 866.04 0 0 0 MONEY MARKET FUND INCOME RECEIVED USD 12/13/2017 12/13/2017 12/13/2017 U.S.DOLLARS CURRENCY 0 0 516860.04 O 0 0 MONEY FUND REDEMPTION USD 12/11/2017 12/11/2017 12/11/2017 U.S.DOLLARS CURRENCY 0 0 1801978.53 O 0 0 MONEY FUND REDEMPTION USD 12/12/2017 12/12/2017 12/12/2017 U.S.DOLLARS CURRENCY 0 0 -1477727.63 O 0 0 MONEY FUND PURCHASE USD 12/12/2017 12/12/2017 12/13/2017 SOUTH AFRICAN RAND CURRENCY BUY 7074755.98 13.687953 -516860.04 0 0 0 FOREIGN CURRENCY EXCHANGE USD 12/15/2017 N/A 12/15/2017 GENERAL ELEC CO GTD FXD-TO-FLTG RT NON-CUMULATIVE PERPETUAL PREFERRED 4.000% 12/03/65 REG DTD 12/03/15 CLB CLB 06/15/22 @100.000 GE4317670 0 0 49380 0 0 0 CASH DIVIDEND RECEIVED USD 12/11/2017 12/11/2017 12/12/2017 CALL 100 SPDR S&P 500 ETF TR TR UNIT EXP 03-16-18 @270.000OPTION ROOT= SPY SPY 03162018 C 270 BUY 900 2.89 -262806 2700 0 6 Buy 12/15/2017 14823 EXP 96 60 12/15/2017 14823 EXP 86 60 12/13/2017 1700 17 -28900 0 85 0 12/12/2017 12/12/2017 12/15/2017 15889 NAPRF BUY 2000 3527.8399 2000.00000 of NAPRF at 3527.839900000 ZAR USD SUMIF(047:$N$21,122,$J$7:$J$21)=3415 ZAR SUMIF(047:$N$21,123,$J$7:#J$21)=1365 USD Equiv Subtotals J22+(J23/13.65)=3515 Total SUM(J24:K24)=3600 &"arial unicode ms,Regular"Confidential EPSTEIN All Transactions Duration : STLMNT DATE SEC. DESCRIPTION 1 Week SYMBOL BUY/SELL QUANTITY 900.00000 Cs of SPY 03162018 C 270 at 2.890000000 USD 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SUS 12-15-178260.0000PTION ROOT= AVGO AVGO 12152017 C 260 BUY 20 0 6 Buy 20.00000 Cs of AVGO 12152017 C 260 at 5.365000000 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS 12-15-178250.0000PTION ROOT= AVGO AVGO 12152017 C 250 BUY 20 0 6 Buy 20.00000 Cs of AVGO 12152017 C 250 at 12.110000000 12/12/2017 12/15/2017 AMERICAN AXLE & MFG HLDGS INC COM Buy 1700.00000 share(s) of AXL NASPERS LIMITED LTD -7074755.98 1365 0 ISIN#5G99990 5.365 -107 USD ISIN#5G99990 12.11 -242 USD AXL BUY at 17.000000000 USD ISIN#ZAE0000 17711.18 Buy SUMIF($N#7:$N$21,122,$K$7:$K$21)=85 SUMIF($N#7:$N$21,123,$K$7:$K$21)=0 K22+(K23/13.65)=85 EFTA01420334