Sheetl Account name RMS GDP (Internet) Pershing / G + Account Status Account Type Account I Account Owner Is the Client Expected to Trade uncleared OTC derivatives in the coming months? (Yes /No) In Scope Products - OTC Derivatives (non-cleared swaps) e.g., interest rate swaps, credit swaps, eq uity swaps, NDFs, FX Options, FX Forwards (added by the business) Can the account be closed (e .g., It is not anticipated that the client will trade uncleared OTC derivatives or other products) (Yes/No) Southern Financial LLC SOFL No Acct 4 KCP Stewart Oldfield No Yes Southern Trust Company INC SOTC No Acct M KCP N4G0 23812 Stewart Oldfield No Yes PLEASE NOTE: BOTH ACCOUNTS ARE ALREADY CLOSED. Yes No EFTA01419132 EFTA01419133 EFTA01419134