Subject: FW: Downgrades? C From: Vaishali-P Mehta Date: Fri, 25 Aug 2017 16:43:26 -0400 To: Yoonsun Chung Janice Franklin Kshitij Golani Classification: Confidential Hello Compliance Please see below a list of the clients who should have been marked down as moderate are still showing high risk in the client profile Can you please update this to reflect the correct risk of the client ? its very inconsistent right now From: Rodrigo Quintero Sent: Friday, August 25, 2017 1:18 PM To: Vaishali-P Mehta Cc: Daphne Cales Subject: Downgrades? [C] Classification: Confidential Vaishali, Karen Cohen I noticed the following Clients have the latest KYC either Low or Moderate risk, however, the still showing up on the system as High risk. Are these supposed to be downgraded on DBF? GCIS Customer Number EFTA01415000 Customer Name EFTA01415001 The 2007 Jeffrey E. Epstein Insurance Trust #3 EFTA01415002 EFTA01415003 Regards, Rodrigo Rodrigo Quintero Vice President EFTA01415004 Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Tel. Email EFTA01415005