Subject: [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 08:39:56 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smith/ Daniel Sabba/ Stepanian/ Report 10/28/14 [C] To: "jeffrey E." <jeevacation@gmail. , Paul Morris, Richard Kahn Stewart Oldfield/ Date: 10/28/2014 04:14 PM Subject Classification: Confidential Jeffrey - Today you executed the B 49,033 Citi 5.8% pfd This leaves 150,967 Your other Citi pfd well? following: at $24.0205 com>, Cc: , Vahe : Trade shares to buy. Re-enter tomorrow? is held in Haze. Would you like this booked there as Thank You, EFTA01409008 Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Email From: Tazia Smith/ Daniel Sabba/ Stepanian/ To: "Jeffrey E." <jeevacation@gmail.com>, Cc: , Paul Morris, Richard Kahn , Stewart Oldfield/ , Vahe Date: 10/28/2014 02:24 PM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia VWAP from time of Order Entry: $24.0117 EFTA01409009 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Email From: Tazia Smith/ Daniel Sabba/ Stepanian/ To: "Jeffrey E." <jeevacation@gmail.com>, Cc: , Paul Morris, Richard Kahn , Stewart Oldfield/ , Vahe Date: 10/28/2014 01:11 PM Subject: Re: [C] Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia EFTA01409010 From: Tazia Smith/ Daniel Sabba/ Oldfield/ To: "Jeffrey E." <jeevacation@gmail.com>, Cc: , Paul Morris, Richard Kahn , Vahe Stepanian/ , Stewart Date: 10/28/2014 11:36 AM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. From: Tazia Smith/ To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/ , Paul Morris, Richard Kahn , Vahe Stepanian/ Date: 10/28/2014 11:06 AM Subject: Re: [C] Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? EFTA01409011 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Email From: Tazia Smith/ To: "jeffrey E." <jeevacation@ mail.com>@DEUBAINT, Cc: Richard Kahn , Daniel Sabba/ , Vahe Stepanian/- , Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: [C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA EFTA01409012 Email From: "*effre E." <jeevacation@ mail.com> To: Tazia Smith/III- , Richard Kahn , Date: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation@gmail.com, and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01409013