Subject: RDC Alert_ Jef 2017 Caterpillar Trust From: PWM BIS-Research Date: Mon, 05 Feb 2018 16:13:39 -0500 To: Cynthia Rodriguez Cc: PWM BIS-Research < PWMUS AMLKYC Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC Kind regards, Priyanka Rathore {https://brandportal.intranet.db.com/img/modules/logo.gif} Priyanka Rathore Business Information Search DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Avaya Mobil Email P Please consider the environment before printing this e-mail EFTA01407610 EFTA01407611