Subject: Richard D Kahn rdc alert [I] From: PWM BIS-Research < Date: Tue, 03 Sep 2013 16:31:55 -0400 To: Amanda Kirby < •> Cc: PWMUS AMLKYC Classification: For internal use only Hello, Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (See attached file: Richard D Kahn rdc alert.pdf) (See attached file: Richard D Kahn rdc alert_l.pdf) Regards Urvashi EFTA01405159