From: Stewart Oldfield Sent: 8/3/2016 11:42:46 AM To: Cynthia Rodriguez Subject: Fw: Monthly Annual Client Update Reports (I] Classification: For Internal Use Only Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile Email: Securities offered through Deutsche Bank Securities Inc. From: Rich Iarossi Sent: Wednesday, August 03, 2016 11:32 AM To: Stewart Oldfield Subject: Monthly Annual Client Update Reports [I] Classification: For 'Mensal use only Hello, Please note that this e-mail contains information on Annual Client Updates that are already overdue and coming due. For those clients listed in the DUE IN section of this e-mail, please complete the ACU at your earliest convenience. ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number Relationship Customer Name DUE IN 8/25/2016 Stewart Oldfield SOUTHERN FINANCIAL RELATIONSHIP Southern Financial LLC Kind regards, Rich larossi Rich larossi Deutsche Bank Wealth Management 60 Wall Street. 10005-2836 New York. NY, USA Tel + Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086244 CONFIDENTIAL SDNY_GM_00232428 EFTA01385151