Mayur Rathod Vinita Advani <IMMMIIMI> Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP We've responded to many of these already. Please list only outstanding items in a single email. Thanks From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50AM To: Stewart Oldfield Cc: Bradley Gillin a>; Richard larossi <sisimisimosallaspaAlka Babu Mayur Rathod • Vinita Advani < Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart, As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so just awaiting feedback on that. Please note the resolution of above cases will lead to completion of ALL accounts from this relationship for 2018. For Jockey Club, I will respond in a separate email. Let us know if any queries, thanks. Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche as Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbal Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. Mob CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085901 CONFIDENTIAL SDNY_GM_00232085 EFTA01385038