From: Brigid Macias Sent: 4/2/2019 5:07:47 PM To: Stewart 0ldfield Subject: FW: returned funds to Caterpillar Natalie Barak Importance: High Hi, Please see below. We are now being asked to process an updated KYC to re-open this account. Suggestions? Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue 24th Floor Securities offered through Deutsche Bank Securities Inc. From: Sunil-F Kumar Sent: Tuesday, April 02, 2019 5:03 PM To: • " Cc: Natalie Baral l Subject: RE: returned funds to Caterpillar Hi Brigid, IMP In the review stage we identified that approved KYC for the client is not valid as, this KYCH01898372 was valid till 131" Feb 2019 as this is a high risk client. Please provide a valid KYC in order to approve this request. Kind regards, Sunil Kumar CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085364 CONFIDENTIAL SDNY_GM_00231548 EFTA01384822