SOUTHERN FINANCIAL LLC (and subsidiary) Statement of Revenues and Expenses Income Tax Basis For the Period January 1, 2014 to November 30, Revenues Dividends and interest $ 2014 2,664,656 Other investment income 273,711 Haze Trust - subsidiary equity loss (7,599,307) Short term capital gains 182,016 Long term capital losses (13,846,878) Total revenues (18,325,802) Expenses Other expenses 1,443 Total expenses 1,443 Net loss S (18,327,245) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0083347 SDNY_GM_00229531 EFTA01383609